Subcontractor CMMC Tracker

Subcontractor cybersecurity questionnaire template, one line per system

A subcontractor cybersecurity questionnaire for a Department of War (DoD) prime works best as short answers, one line per information system, not a forty-page survey: the SPRS score and its date, the CMMC status with its UID, date and affirmation, the information involved, incident reporting and the frameworks held. Download the columns as a CSV, fill it in or send it out, then paste it back and every line is read.

Download the template CSVSee a filled one read

Columns the register reads

header names are matched loosely
ColumnWhat goes in itNeeded
Subcontractorthe legal business namerequired
CAGE or UEIfive characters (CAGE) or twelve (UEI)required
CMMC UIDthe ten letters and digits SPRS assigns each CMMC assessment; one line per systemadvised
System or enclavea short name for the system the line coversoptional
Subcontractthe subcontract or purchase order the line applies tooptional
SPRS scorea whole number from -203 to 110, as posted in SPRS; a score, not a statusfor CUI
SPRS assessment datethe date of the assessment behind the scorefor CUI
CMMC levelLevel 1 (Self), Level 2 (Self), Level 2 (C3PAO), Level 3 or none yetstrongly advised
CMMC statusfinal or conditionalstrongly advised
CMMC status datethe CMMC Status Date in SPRSstrongly advised
Affirmation datethe date of the latest annual affirmation in SPRSstrongly advised
Affirming officialthe role of the official who affirmed, a name if you likeadvised
Information involvedthe subcontractor's declaration: CUI, FCI only, neither or not surestrongly advised
Prime's determinationyour own reading of the same, if you have made one; the line is read by itoptional
7012 incident reportingyes (holds a medium assurance certificate), applying, or nofor CUI
Frameworks heldISO 27001, SOC 2, NIST CSF 2.0, FedRAMP Moderate, CIS v8, NIST SP 800-53, NIST SP 800-171 Rev 3, separated by semicolonsoptional
POA&M open itemsa whole number, 0 if none; the count onlyadvised
POA&M close datethe planned close date, if items are openadvised
Contacta name and role to askoptional

The four rows in the CSV

invented
SubcontractorCAGE or UEICMMC UIDSPRS scoreCMMC levelCMMC status
Example Machine Shop1AB23EXMS1AB23196Level 2 (Self)final
Example Software Firm2CD45none yet
Example Courier3EF67Level 1 (Self)final
Example Plating Shop4GH89EXPS4GH89184Level 2 (Self)conditional

Or skip the spreadsheet: on Solo, one collection link gives every subcontractor the same short form, no account, about five minutes, and each answer lands in the register. The form asks nothing that is CUI.